Career Opportunities

Seeking Senior Professionals

We pride ourselves on recruiting highly experienced compliance and legal professionals.  We seek professionals who can develop rapidly as expert compliance advisers and assume constantly increasing levels of responsibility.  Our diverse culture benefits all staff.

Our positions afford the successful candidates an exciting opportunity to learn about investment advisers, broker-dealers, municipal advisors, investment companies and commodities advisors; as well as an exciting opportunity to work closely with some of the brightest minds on Wall Street in an informal work environment where collegiality and intellectual rigor are highly valued.

We have the following opportunities available:

Business Development Manager to develop long-term client relationships.  This position is entrepreneurial in nature requiring strong leadership, management, business, and analytical skills.  The preferred candidate will be hungry and ambitious, having an entrepreneurial spirit with demonstrated business maturity to expand our presence both nationwide and worldwide.

Regulatory Compliance Specialists and other legal professionals with subject matter expertise in one or more areas of our service model to help execute client engagements.  The preferred candidate will have outstanding leadership skills and an excellent reputation in consulting, including experience in winning, delivering, and growing client engagements.  Requirements: Minimum 10 years experience serving in a leadership role at a financial services company, compliance consulting firm, or regulatory agency.

For consideration, please email your resume along with a cover letter indicating the opportunity desired to