COMMODITY ADVISORS
Mission Critical Services (“MCS”) provides compliance services to registered investment advisers and exempt reporting advisers. Our compliance experts have deep regulatory experience and have developed methodologies that help registered investment advisers and exempt reporting advisers quickly restructure compliance programs that adhere to laws, rules and regulations, as well as improve the overall quality of compliance. The following is a list of services that may be provided.
REGISTER INVESTMENT COMPANIES
Mission Critical Services is a full-service regulatory filing firm. To keep companies compliant in the constantly changing landscape of SEC filing laws, rules and regulations and FINRA rules, Mission Critical Services works in partnership with our clients to file their documents in an expeditious fashion.
MUNICIPAL ADVISOR
Mission Critical Services (“MCS”) provides compliance services to small municipal advisers. Our compliance experts have deep regulatory experience and have developed methodologies that help municipal advisers quickly restructure compliance programs that adhere to laws, rules and regulations, as well as improve the overall quality of compliance. The following is a list of services that may be provided.
BROKER-DEALERS
Mission Critical Services (“MCS”) provides state of the art brokerdealer compliance services. Our compliance experts have deep regulatory experience and have developed methodologies that help broker dealers quickly restructure compliance programs that adhere to laws, rules and regulations, as well as improve the overall quality of compliance. The following is a list of services that may be provided.
INVESTMENT ADVISORS
Mission Critical Services (“MCS”) provides compliance services to registered investment advisers and exempt reporting advisers. Our compliance experts have deep regulatory experience and have developed methodologies that help registered investment advisers and exempt reporting advisers quickly restructure compliance programs that adhere to laws, rules and regulations, as well as improve the overall quality of compliance. The following is a list of services that may be provided.